O43Ce- ~FC~ETARY
ORDINANCE NO. 43 ~ C~fGi~~ ~3 ~ ~'®PY
AN ORDINANCE OF TILE CITY OF KENNEDA~E; PRESCRIBING
REGULATIONS FOR RATES CHARGED TO CABLE TELEVISION
SUBSCRIBERS FOR THE BASIC SERVICE TIER; PROVIDING T[IAT
THIS ORDINANCE I5 CUMULATIVE; PROVIDING A SEVERABILITY
CLAUSE; PROVIDING FOI2 PUBLICATION; AND PROVIDING AN
EFFECTIVE DATE.
WHEREAS, the Federal Communications Commission ("FCC") has issued rules
pursuant to the Cable Television Consumer Protection and Competition Act, Pub. L.
No. 102-3$5 (1992) ("1992 Cable Act"), implementing the regulation of cable television
subscriber rates; and
WHEREAS, these rules allocate the regulation of rates for the basic scrvicc
tier and associated equipment rates to local franchising authorities and require local
authorities to become certified and adopt their own regulations governing the process
of rate regulation; and
WHEREAS, the City of Kcnnedale franchises cable television scrvicc for the
benefit of its citizens; and
WHEREAS, the city has submitted its application for certification to the FCC
and it is expedient to adopt the required regulations now, in order to implement
regulations at the earliest possible date to obtain the most competitive rates for the
city's cable ratepayers; NOW, THEREFORE,
BE IT ORDAINED BY TILE CITY COUNCIL OF THE CITY OF KENNEDALE:
SEC'T'ION 1. DEFINITIONS.
In this ordinance:
BASIC CABLE RATES means the monthly charges for a subscription to the
basic service tier and the associated equipment.
BASIC SERVICE TIER means a separately available service tier to which
subscription is required for access to any other tier of service, including as a
minimum, but not limited to, all must-carry signals, all PEG channels, and all
domestic television signals other than superstations.
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BENCHMARK means a per channel rate of charge for cable scrvicc and
associated equipment which the FCC has determined is reasonable.
CABLE ACT OF 1992 means the Cable Television Consumer Protection and
Competition Act of 1992.
CABLE OPERATOR means any person or group of persons:
(A) who provide cable scrvicc over a cable system and directly or
through one or more affiliates owns a significant interest in such a cable system; or
(B) who other wise controls or is responsible for, through any
arrangement, the management and operation of such a cable system.
CHANNEL means a unit of cable service identified and selected by a channel
number or similar designation.
COST OF SERVICE SHOWING means a filing in which the cable operator
attempts to show that the benchmark rate or the price cap is nol sufficient to allow
the cable operator to fully recover the costs of providing the basic scrvicc tier and
to continue to attract capital.
FCC means the Federal Communications Commission.
INITIAL BASIC CABLE RATES means the rates that the cable operator is
charging for the basic service tier, including charges for associated equipment, at the
time the city notifies the cable operator of the city's qualification and intent to
regulate basic cable rates.
MUST-CARRY SIGNAL means the signal of any local broadcast station
(except supcrstations which is required to be carried on the basic scrvicc tier.
PEG CHANNEL means the channel capacity designated for public,
educational, or governmental use, and facilities and equipment for the use of that
channel capacity.
PRICE CAP means the ceiling set by the FCC on future increases in basic
cable rates regulated by the city, based on a formula using the GNP fixed weight
price index, reflecting general increases in the cost of doing business and changes in
overall inflation.
REASONABLE RATE STANDARD means a per channel rate that is at, or
below, the benchmark or price cap level.
SUPERSTATION means any non-local broadcast signal secondarily transmitted
by satellite.
SECTION 2. INITIAL REVIEW OF BASIC CABLE RATES.
(a) Notice. Upon the adoption of this ordinance and the certification of
the city by the FCC, the city shall immediately notify all cable operators in the city,
by certified mail, return receipt requested, that the city intends to regulate subscriber
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rates charged for the basic service tier and associated cquipmcnt as authorized by the
Cable Act of 1992.
(b) Cable operator response. Within 30 days of receiving notice from the
city, a cable operator shall file with the city, its current rates for the basic service
tier and associated equipment and any supporting material concerning the
reasonableness of its rates.
(e) Expedited determination and public hearing. (1) If the city council is
able to expeditiously determine that the cable operator's rates for the basic service
tier and associated cquipmcnt arc within the FCC's reasonable rate standard, as
determined by the applicable benchmark, the city council shall:
(A) hold a public hearing at which intcrestcd persons may
express their views; and
(B) act to approve the rates within 30 days from the date the
cable operator filed its basic cable rates with the city.
(2) If the city council takes no action within 30 days from the date
the cable operator filed its basic cable rates with the city, the proposed rates will
continue in effect.
(d) Extended review period. (1) If the city council is unable to determine
whether the rates in issue are within the FCC's reasonable rate standard based on the
material before it, or if the cable operator submits acost-of-service showing, the city
council shall, within 30 days from the date the cable operator filed its basic cable
rates with the city and by adoption of a formal resolution, invoke the following
additional periods of time, as applicable, to make a final determination:
(A) 90 days if the city council needs more time to ensure that
a rate is within the FCC's reasonable rate standard; or
(B) 150 days if the cable operator has submitted a cost-of-
service showing seeking to justify a rate above the applicable benchmark.
(2) If the city council has not made a decision within the 90 or 150
day period, the city council shall issue a brief written order at the end of the period
requesting the cable operator to keep accurate account of all amounts received by
reason of the proposed rate and on whose behalf the amounts arc paid.
(e) Public hearing. During the extended review period and before taking
action on the proposed rate, the city council shall hold at least one public hearing at
which interested persons may express their views and record objections.
(17 Objections. An intcrestcd person who wishes to make an objection to
the proposed initial basic rate may request the city secretary to record the objection
during the public hearing or may submit the objection in writing anytime before the
decision resolution is adopted. In order for an objection to be made part of the
record, the objector must provide the city secretary with the objector's name and
address.
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(g) Benchmark analysis. If a cable operator submits its current basic cable
rate schedule as being in compliance with the FCC's reasonable rate standard, the
city council shall review the rates using the benchmark analysis in accordance with
the standard form authorized by the FCC. Based on the city council's findings, the
initial basic cable rates shall be established as follows:
(1) If the current basic cable rates are below the benchmark, those
rates shall become the initial basic cable rates and the cable operator's rates will be
capped at that level.
(2) If the current basic cable rates exceed the benchmark, the rates
shall be the greater of the cable operator's per channel rate on September 30, 1992,
reduced by 10 percent, or the applicable benchmark, adjusted for inflation and any
change in the number of channels occurring between September 30, 1992 and the
initial date of regulation.
(3) If the current basic cable rates exceed the benchmark, but the
cable operator's per channel rate was below the benchmark on Scptembcr 30,1992, the
initial basic cable rate shall be the benchmark, adjusted for inflation.
(h) Cost-of-service showings. If a cable operator dots not wish to reduce the
rates to the permitted level, the cable operator shall have the opportunity to submit
a cost-of-service showing in an attempt to justify a initial basic cable rates above the
FCC's reasonable rate standard. The city council will review a cost-of-service
submission pursuant to FCC standards for cost-of-service review. The city council
may approve initial basic cable rates above the benchmark if tl~c cable operator
makes the necessary showing; however, acost-of-scrvicc determination resulting in
rates below the benchmark or below the cable operator's Scptembcr 30, 1992 rates
minus 10 percent, will prescribe the cable operator's new rates.
(i) Decision. (1) By formal resolution. After completion of its review
of the cable operator's proposed rates, the city council shall adopt its decision by
formal resolution. The decision shall include one of the following:
(A) If the proposal is within the FCC's reasonable rate standard
or is justified by acost-of-service analysis, the city council shall approve the initial
basic cable rates proposed by the cable operator; or
(B) If the proposal is not within the FCC's reasonable rate
standard and the cost-of-service analysis, if any, does not justify the proposed rates,
the city council shall establish initial basic cable rates that arc within the FCC's
reasonable rate standard or that are justified by acost-of-service analysis.
(2) Rollbacks and refunds. If the city council determines that the
initial basic cable rates as submitted exceed the reasonable rate standard or that the
cable operator's cost-of-service showing justifies lower rates, the city council may
order the rates reduced in accordance with Paragraph (g) or (h) above, as applicable.
In addition, the city council may order the cable operator to pay to subscribers,
refunds of the excessive portion of the rates with interest (computed at applicable
rates published by the Internal Revenue Service for tax refunds and additional tax
payments), retroactive to September 1, 1993. The method for paying any refund and
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the interest rate will be in accordance with FCC regulations as directed in the city
council's decision resolution.
(3) Statement of reasons for decision and public notice. If rates
proposed by a cable operator are disapproved in whole or in part, or if there were
objections made by other parties to the proposed rates, the resolution must state the
reasons for the decision and the city council must give public notice of its decision.
Public notice will be given by advertisement once in the official newspaper of the
city.
(j) Appeal The city council's decision concerning rates for the basic scrvicc
tier or associated cquipmcnt, may be appealed to the FCC in accordance with
applicable federal regulations.
SECTION 3. REVIEW OF REQUEST h'OR INCREASE IN BASIC CABLE RATES.
(a) Notice. A cable operator in the city who wishes to increase the rates for
the basic scrvicc tier or associated cquipmcnt shall file a request with the city and
notify all subscribers at least 30 days before the cable operator desires the incrcasc
to take effect. This notice may not be given more often than annually and not until
at Icast one year after the dctcrmination of the initial basic cable rates.
(b) Expedited determination and public hearing. (1) If the city council is
able to expeditiously determine that the cable operator's rate increase request for
basic cable service is within the FCC's reasonable rate standard, as determined by the
applicable price cap, the city council shall:
(A) hold a public hearing at which interested persons may
express their views; and
(B) act to approve the rate incrcasc within 30 days from the
date the cable operator filed its request with the city.
(2) If the city council takes no action within 30 days from the date
the cable operator filed its request with the city, the proposed rates will go into
of f cct.
(c) Extended review period. (1) If the city council is unable to determine
whether the rate incrcasc is within the FCC's reasonable rate standard based on the
material before it, or if the cable operator submits acost-of-service showing, the city
council shall, by adoption of a formal resolution, invoke the following additional
periods of time, as applicable, to make a final dctcrmination:
(A) 90 days if the city council needs more time to ensure that
the requested incrcasc is within the FCC's reasonable rate standard as determined by
the applicable price cap; and
(B) 150 days if the cable operator has submitted acost-of-
service showing seeking to justify a rate increase above the applicable price cap.
(2) The proposed rate incrcasc is tolled during the extended review
period.
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(3) If the city council has not made a decision within the 90 or 150
day period, the city council shall issue a brief written order at the end of the period
requesting the cable operator to keep accurate account of all amounts received by
reason of the proposed rate incrcasc and on whose behalf the amounts are paid.
(d) Public hearing. During the extended review period and before taking
action on the requested rate increase, the city council shall hold at least one public
hearing at which intcrestcd persons may express their views and record objections.
(e) Objections. An intcrestcd person who wishes to make an objection to
the proposed rate increase may request the city secretary to record the objection
during the public hearing or may submit the objection in writing anytime before the
decision resolution is adopted. In order for an objection to be made part of the
record, the objector must provide the city secretary with the objector's name and
address.
((7 Delayed determination. If the city council is unable to make a final
dctcrmination concerning a rcqucstcd rate incrcasc within the extended time period,
the cable operator may put the incrcasc into effect, subject to subsequent refund if
the city council later issues a decision disapproving any portion of the incrcasc.
(g) Price cap analysis. If a cable operator presents its request for a rate
incrcasc as being in compliance with the FCC's price cap, the city council shall
review the rate using the price cap analysis in accordance with the standard form
authorized by the FCC. Based on the city council's findings, the basic cable rates
shall be established as follows:
(1) If the proposed basic cable rate incrcasc is within the price cap
established by the FCC, the proposed rates shall become the new basic cable rates.
(2) If the proposed basic cable rate increase exceeds the price cap
established by the FCC, the city council shall disapprove the proposed rate incrcasc
and order an increase that is in compliance with the price cap.
(h) Cost-of-service showings. If a cable operator submits acost-of-service
showing in an attempt to justify a rate incrcasc above the price cap, the city council
will review the submission pursuant the FCC standards for cost-of-scrvicc review.
The city council may approve a rate increase above the price cap if the cable
operator makes the necessary showing; however, a cost-of-scrvicc dctcrmination
resulting in a rate below the price cap or below the cable operator's then current rate
will prescribe the cable operator's new rate.
(i) Decision. The city council's decision concerning the rcqucstcd rate
incrcasc, shall be adopted by formal resolution. If a rate increase proposed by a
cable operator is disapproved in whole or in part, or if objections were made by other
parties to the proposed rate incrcasc, the resolution must state the reasons for the
decision. Objections may be made at the public hearing by a person requesting the
city secretary to record the objection or may be submitted in writing at anytime
before the decision resolution is adopted.
(j) Refunds. (1) The city council may order refunds of subscribers' rate
payments with interest if:
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(A) the city council was unable to make a decision within the
extended time period as described in Paragraph (c) above; and
(B) the cable operator implemented the rate incrcasc at the end
of the extended review period; and
(C) the city council determines that the rate incrcasc as
submitted exceeds the applicable price cap or that the cable operator failed to justify
the rate increase by acost-of-service showing, and the city council disapproves any
portion of the rate increase.
(2) The method for paying any refund and the interest rate will be
in accordance with FCC regulations as directed in the city council's decision
resolution.
(k) Appeal. The city council's decision concerning rates for the basic service
tier or associated equipment, may be appealed to the FCC in accordance with
applicable federal regulations.
SECTION 4. CABLE (f :'ERATOR INFORMATION
(a) City may require. (1) In those cases when the cable operator has
submitted initial rates or proposed an increase that exceeds the reasonable rate
standard, the city council may require lac cable operator to produce information in
addition to that submitted, including p. oprictary information, if needed to make a
rate determination. In these cases, a cable operator may request the information be
kept confidential in accordance with t1~is section.
(2) In casts where initial or proposed rates comply with the
reasonable rate standard, the city council may rcqucst additional information only
in order to document that the cable operator's rates are in accord with the standard.
(b) Request for Confidentiality. (1) A cable operator submitting
information to the city council may request in writing that the information not be
made routinely available for public inspection. A copy of the request shall be
attached to and cover all of the inforu~ation and all copies of the information to
which it applies.
(2) If feasible, the information to which the request applies shall be
physically separated from any information to which the request does not apply. If
this is not feasible, the portion of the information to which the rcqucst applies shall
be identified.
(3) Each request shall contain a statement of the reasons for
withholding inspection and a statement of the facts upon which those reasons arc
based.
(4) Casual requests which do not comply with the requirements of
this subsection, shall not be considered.
(c) City council action. Requests which comply with the requirements of
Subsection (b), will be acted upon by the city council. The city council will grant the
PAGG 7
request if the cable operator presents by a preponderance of the evidence, a case for
nondisclosure consistent with applicable federal regulations. If the rcyucst is granted,
the ruling will be placed in a public file in lieu of the information withheld from
public inspection. If the rcqucst does not present a cast for nondisclosure and the
city council denies the rcqucst, the city council shall take one of the following
actions:
(1) If the information has been submitted voluntarily without any
direction from the city, the cable operator may rcqucst that the city return the
information without considering it. Ordinarily, the city will comply with this request.
Only in the unusual instance that the public interest so requires, will the information
be made available for public inspection.
(2) If the information was required to be submitted by the city
council, the information will be made available for public inspection.
(d) Appeal. If the city council denies the rcqucst for confidentiality, the
cable operator may Beck review of that decision from the FCC within five working
days of the city council's decision, and the release of the information will be stayed
pending review.
SECTION 5. AUTOMATIC RATE ADJUSTMENTS
(a) Annual inflation adjustment. In accordance with FCC regulations, the
cable operator may adjust its capped base per channel rate for the basic service tier
annually by the final GNP-PI index.
(b) Other external costs. (1) The FCC regulations also allow the
cable operator to increase its rate for the basic service tier automatically to reflect
certain external cost factors to the extent that the increase in cost of those factors
exceeds the GNP-PI. These factors include retransmission consent fees, programming
costs, state and local taxes applicable to the provision of cable tclevis:on service, and
costs of franchise requirements. The total cost of an incrcasc in a franchise fcc may
be automatically added to the base per channel rate, without regard to its relation
to the GNP-PI.
(2) For all categories of external costs other than retransmission
consent and franchise fees, the starting date for measuring changes in external costs
for which the basic service per channel rate may be adjusted will be the date on
which the basic service tier becomes subject to regulation or February 28, 1994,
whichever occurs first. The permitted per channel charge may not be adjusted for
costs of retransmission consent fees or changes in those fees incurred before October
6, 1994.
(c) Notification and review. The cable operator shall notify the city at least
30 days in advance of a rate incrcasc based on automatic adjustment items. The city
shall review the incrcasc to determine whether the item or items qualify as
automatic adjustments. If the city makes no objection within 30 days of receiving
notice of the increase, the increase may go into effect.
PAGE 8
SECTION 6. ENFORCEMENT
(a) Refunds. The city may order the cable operator to refund to subscribers
a portion of previously paid rates under the following circumstances:
(1) A portion of the previously paid rates have bccn determined to
be in excess of the permitted tier charge or above the actual cost of equipment; or
(2) The cable operator has failed to comply with a valid rate order
issued by the city.
(b) Fines. If the cable operator fails to comply with a rate decision or
refund order, the cable operator shall be subject to a fine of $500 for each day the
cable operator fails to comply.
SECTION 7. CUMULATIVE CLAUSE
This ordinance shall be cumulative of all provisions of ordinances and of the
City of Kennedale, as amended, except where the provisions of this ordinance are in
direct conflict with the provisions of such ordinances, in which event the conflicting
provisions of such ordinances are hereby repealed.
SECTION 8. SEVERABILITY
It is hereby declared to be the intention of the city council that the phrases,
clauses, sentences, paragraphs, and sections of this ordinance arc severable, and if any
phrase, clause sentence, paragraph or section of this ordinance is declared
unconstitutional by the valid judgment or decree of any court of competent
jurisdiction, that unconstitutionality shall not affect any of the remaining phrases,
clauses, sentences, paragraphs and sections of this ordinance, since the remainder
would have bccn enacted by the city council without the incorporation in this
ordinance of the unconstitutional phrase, clause, sentence, paragraph or section.
SECTION 9. PUBLICATION
The City Secretary of the City of Kenncdalc is hereby authorized to publish
this ordinance in book or pamphlet form for general distribution among the public,
and the operative provisions of this ordinance as so published shall be admissible in
PAGE 9
evidence in all courts without further proof than the production thereof, as provided
in Section 52.011 of the Local Government Codc.
SECTION 10. EFFECTIVE DATE
This ordinance shall be in full force and effect from and after its passage and
publication as required by law, and it is so ordained.
PASSED AND APPROVED THI5 11 DAY OF tvovEMBER , 1993.
MAYOR
ATTEST:
-- ~~l ~_ ~t' ----------
CITY SECI"ZETARY
APPROVED AS TO FORM AND LEGALITY:
City Attorney
Date:----------------------------
ADOPTED:_ Nov_ember_ 111_ 19 9 3______
EFFECTIVE:_______________________
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