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ADD TO END OF EDC PACKET 42412KENNEDALE ECONOMIC DEVELOPMENT CORPORATION ANNUAL FINANCIAL REPORT SEPTEMBER 30, 2011 KENNEDALE ECONOMIC DEVELOPMENT CORPORLATION TABLE OF CONTENTS SEPTEMBER 30, 2011 Page Number Independent Auditors' Report ................................................................. ............................... I Management's Discussion and Analysis ................................................ ............................... 2-5 Basic Financial Statements: Statement of Net Assets and Governmental Fund Balance Sheet ....... ............................... 6 Statement of Activities and Governmental Fund Revenues, Expenditures and Changes in Fund Balance ..................................... ............................... 7 Statement of Revenues, Expenditures and Changes in Fund Balances — Budget and Actual — General Fund ....................... ............................... 8 Notes to Financial Statements .............................................................. ............................... 9-15 PATTILLO, BROWN & HILL ,L.L.P. CERTIFIED PUBLIC ACCOUNTANTS IN BUSINESS CONSULTANTS INDEPENDENT AUDITORS' REPORT To the Board of Directors of Kennedale Economic Development Corporation Kennedale, Texas We have audited the accompanying financial statements of the governmental activities and major find of Kennedale Economic Development Corporation (the "Corporation "), a component of the City of Kemredale, Texas, as of and for the year ended September 30, 2011, which collectively comprise the Corporation's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the Corporation's management. Our responsibility is to express an opinion on these basic financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. hi our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities and major fund of the Corporation as of September 30, 2011, and the respective changes in financial position of these activities, and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. Accounting principles generally accepted in the United States of America require that the management's discussion and analysis on pages 2 through 5 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. p( , & I U� �• p April 19, 2012 401 NEST HIGHWAY 6 ■ R O. BOX 20725 ■ WACO, TX 76702 -0725 ■ (254) 772 -4901 ■ FAX: (254) 772 -4920 ■ mm.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE; TX (956) 544 -7778 ■ HILLSBORO, TX (254) 582 -2583 TEMPLE, TX (254) 791 -3460 ■ ALBUQUERQUE, NM (505) 266 -5904 MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the Kennedale Economic Development Corporation, we offer readers of the Kennedale Economic Development Corporation financial statements, this narrative overview, and analysis of the financial activities of the Kennedale Economic Development Corporation for the fiscal year ended September 30, 2011. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in the accompanying basic financial statements. FINANCIAL HIGHLIGHTS • The assets of the Kennedale Economic Development Corporation exceeded its liabilities at the close of the most recent fiscal year by $4,972,517. • The Kennedale Economic Development Corporation's net assets increased by $8,843. The increase was smaller than the prior year increase due to the prior year contribution from the City of Kennedale. Sales tax also decreased while payments to the City for debt increased. • As of the close of the current fiscal year, the Kennedale Economic Development Corporation's governmental fund reported an ending fund balance of $2,181,440, an increase of $199,299 in comparison with the prior year. All of the fund balance is restricted for economic development. • At the end of the current fiscal year, the restricted Rind balance for the General Fund was $2,181,440, or 101.4% of the total General Fund expenditures. OVERVIEW OF THE FINANCIAL STATEMENTS The discussion and analysis is intended to serve as an introduction to the Kennedale Economic Development Corporation's basic financial statements. The Kennedale Economic Development Corporation's basic financial statements comprise three components: 1) govermnent -wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements. Government -wide financial statements. The government -wide financial statements are designed to provide readers with a broad overview of the Kennedale Economic Development Corporation's finances, in a manner similar to a private- sector business. The statement of net assets presents information on all of the Kennedale Economic Development Corporation's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the Kennedale Economic Development Corporation is improving or deteriorating. 2 GOVERNMENT -WIDE FINANCIAL ANALYSIS As noted earlier, over time, net assets may serve as a useful indicator of the Corporation's financial position. In the case of the Kennedale Economic Development Corporation, assets exceeded liabilities by $4,972,517 at the close of the most recent fiscal year. KENNEDALE ECONOMIC DEVELOPMENT CORPORATION'S NET ASSETS Governmental Activities 2011 2010 Current assets $ 2,259,206 $ 2,203,691 Capital assets 5,535,207 4,059,046 Total assets 7,794,413 6,262,737 Current liabilities 51,896 194,063 Noncurrent liabilities 2,770,000 1,105,000 Total liabilities 2,821,896 1,299,063 Net assets: Invested in capital assets, net of related debt 2,765,207 2,954,046 Unrestricted i 2,207,310 2,009,628 Total net assets $ 4,972,517 $ 4,963,674 II The Corporation's net assets increased by $8,843 during the current fiscal year. This increase is significantly less than the prior year increase due to contributions from the City of Kennedale and is related simply to sales and rent exceeding normal operating expense. KENNEDALE ECONOMIC DEVELOPMENT CORPORATION'S CHANGES IN NET ASSETS Governmental Activities 2011 2010 General Revenues: Sales tax $ 418,303 467,585 i Rental income 209,087 203,796 Miscellaneous income 21,916 21,065 Contributions from City of Kennedale - 2,006,635 Investment earnings 1,570 4,456 Total general revenues 650,876 2,703,537 Expenses: Economic development: Administration 410,738 427,004 Payment to city for debt 154,619 26,540 Interest and fiscal charges 76,676 79,149 Total expenses 642,033 532,693 Changes in net assets 8,843 2,170,844 Net assets, beginning 4,963,674 2,792,830 Net assets, ending $ 4,972,517 $ 4,963,674 4 BASIC FINANCIAL STATEMENTS KENNEDALE ECONOMIC DEVELOPMENT CORPORATION STATEMENT OF NET ASSETS AND GOVERNMENTAL FUND BALANCE SHEET SEPTEMBER 30, 2011 LIABILITIES Accounts payable 35,238 Statement of Customer deposits General Adjustments Net Assets Noncurrent liabilities: ASSETS Due within one year - Cash and investments $ 2,164,601 $ $ 2,164,601 Sales taxes receivable 68,735 - 68,735 Deferred charges - 25,870 25,870 Capital assets: Fund balance: Land - 985,945 985,945 Buildings and improvements - 2,305,258 2,305,258 Construction in progress - 2,556,892 2,556,892 Less: accumulated depreciation - ( 312,888 ( 312,888 Total capital assets - 5,535,207 5,535,207 Total assets 2,233,336 5,561,077 7,794,413 LIABILITIES Accounts payable 35,238 35,238 Customer deposits 16,658 - 16,658 Noncurrent liabilities: Due within one year - 120,920 120,920 Due in more than one year - 2,649,080 2,649,080 Total liabilities 51,896 2,770,000 2,821,896 FUND BALANCE/NET ASSETS Fund balance: Restricted for economic development 2,181,440 ( 2,181,440) - Total fund balance 2,181,440 ( 2,181,440) - Total liabilities and fund balance $ 2,233,336 Net assets: Invested in capital assets, net of related debt 2,765,207 2,765,207 Restricted for economic development 2,207,310 2,207,310 Total net assets $ 4,972,517 $ 4,972,517 The accompanying notes are an integral part of these financial statements. 6 KENNEDALE ECONOMIC DEVELOPMENT CORPORATION STATEMENT OF ACTIVITIES AND GOVERNMENTAL FUND REVENUES, EXPENDITURES - AND CFIANGES IN FUND BALANCE FOR THE YEAR ENDED SEPTEMBER 30, 2011 Statement General Adjustments of Activities Expenditures /expenses: Current: Economic development $ 1,885,282 $( 1,474,544) $ 410,738 Payment to city for debt 154,619 - 154,619 Debt service: Principal 35,000 ( 35,000) - Interest and fiscal charges 76,676 - 76,676 Total expenditures /expenses 2,151,577 ( 1,509,544 642,033 General revenues: Sales taxes 418,303 - 418,303 Rental income 209,087 - 209,087 Miscellaneous income 21,916 - 21,916 Investment earnings 1,570 - 1,570 Total general revenues 650,876 - 650,876 Excess of revenues over expenditures ( 1,500,701 1,509,544 8,843 Other financing sources 1,700,000 ( 1,700,000) - Total other financing sources (uses) 1,700,000 ( 1,700,000 Net change in fund balance 199,299 ( 199,299) - Change in net assets - 8,843 8,843 Fund balance /net assets: Beginning 1,982,141 2,981,533 4,963,674 Ending $ 2,181,440 $ 2,791,077 $ 4,972,517 The accompanying notes are an integral part of these financial statements. 7 KENNEDALE ECONOMIC DEVELOPMENT CORPORATION The accompanying notes are an integral part of these financial statements. 8 COMPONENT UNIT - GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2011 (With Comparative Actual Amounts for the Year Ended September 30, 2010) 2011 2010 - Variance with Final Budget Budgeted Amounts Actual Positive Actual Original Final Amounts (Negative) Amounts REVENUES Sales tax $ 347,905 $ 347,905 $ 418,303 $ 70,398 $ 467,585 Rental income 239,244 239,244 209,087 ( 30,157) 203,796 Miscellaneous income - - - 21,916 21,916 21,065 Contribution from City of Kemredale - - - - 2,006,635 Investment earnings 5,200 5,200 1,570 ( 3,630) 4,456 Total revenues 592,349 592,349 650,876 58,527 2,703,537 EXPENDITURES Current: Economic development 667,518 1,794,001 1,885,282 ( 91,281) 2,295,139 Payment to city for debt 154,619 154,619 154,619 - 26,540 Debt Service: Principal 35,000 35,000 35,000 - 35,000 Interest and fiscal charges 76,798 76,798 76,676 122 79,149 Total expenditures 933,935 2,060,418 2,151,577 ( 91,159) 2,435,828 EXCESS OF REVENUES OVER EXPENDITURES ( 341,586) ( 1,468,069) ( 1,500,701) ( 32,632) 267,709 OTHER FINANCING SOURCES Debt issuance - 572,550 1,700,000 1,127,450 - Total other financing sources and (uses) 572,550 1,700,000 1,127,450 - NET CHANGE IN FUND BALANCES ( 341,586) ( 895,519) 199,299 1,094,818 267,709 FUND BALANCES, BEGINNING 1,982,141 1,982,141 1,982,141 - 1,714,432 FUND BALANCES, ENDING $ 1,640,555 $ 1,086,622 $ 2,181,440 $ 1,094,818 $ 1,982,141 The accompanying notes are an integral part of these financial statements. 8 KENNEDALE ECONOMIC DEVELOPMENT CORPORATION NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30, 2011 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The financial statements of Kennedale Economic Development Corporation (the "Corporation ") have been prepared in conformity with generally accepted accounting principles ( "GAAP ") for local govermnental units. The Governmental Accounting Standards Board ( "GASB ") is the accepted standard - setting body for establishing governmental accounting and financial reporting principles. GASB's jurisdiction includes nonprofit corporations that are in substance part of a govermnental unit. The most significant accounting and reporting policies of the Corporation are described in the following notes to the financial statements. A. Reporting Entity The Kennedale Economic Development Corporation (KEDC) was incorporated on December 2, 1996. The Corporation is a nonprofit corporation organized and operating under the laws of the State of Texas, particularly Section 4B of the Development Corporation Act of 1979, as amended and Article 5190.6, Vernon's Texas Civil Statutes, (the "Act "), as amended. The Corporation was created following an election held by the City of Kennedale, Texas (the "City'.'), on August 10, 1996, to levy 0.5% local sales and use tax in the City for the benefit of the Corporation. The Corporation, as currently organized, is to promote economic development within the City, including, but not limited to, construction, operation and administration, as permitted by Section 4B of the Act, as amended. The Corporation is a discretely presented component unit of the City under the provisions of Governmental Accounting Standards Board Statement No. 14. As required by generally accepted accounting principles, these financial statements present the Kennedale Economic Development Corporation and do not include any component units, entities for which the Corporation is considered to be financially accountable. The Corporation did not have any entities which meet the component unit criteria. Therefore, the reporting entity is limited to those departments which comprise the Corporation's legally adopted jurisdiction. However, the Corporation is considered to be, and is reported as, a component unit of the City. B. Government -wide and Fund Financial Statements The government -wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all of the activities of the government. Governmental activities are supported by taxes, rent and investment revenue. (continued) 9 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Net Assets or Equity Cash and Investments The City of Kennedale, Texas, pools substantially all cash and investments except for separate cash and investment accounts which are maintained in accordance with legal restrictions. The Corporation participates in the City's cash and investment pool. Investments are recorded at fair value. Fair value is the amount at which a financial instrument could be exchanged in current transactions between willing parties. Investment income on investments is allocated to the Corporation based upon its pro rata participation in the pool. 2. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY Budgetary Information The Economic Development Board of Directors and the City Council of the City of Kemredale, Texas, follow these procedures in establishing budgets reflected in the financial statements: 1. Prior to the beginning of each fiscal year, the Executive Director submits a proposed budget to the Corporation's Board of Directors for the fiscal year beginning on the following October 1. The operating budget includes proposed expenditures and means of financing them. 2. Public hearings are conducted at which all interested persons' comments concerning the budget are heard. 3. The budget is legally enacted by the Corporation's Board of Directors and ratified by the City Council of the City. 4. The Board of Directors and the City Council must approve any budget amendments. At the end of each fiscal year, all appropriations lapse. 5. Annual budgets adopted for the Economic Development Fund are adopted on a basis consistent with generally accepted accounting principles. (continued) 11 3. DETAIL NOTES A. Cash and Investments (Continued) At September 30, 2011, the carrying amounts of the Corporation's investments were as follows: Balances in public fiords investrnent pools: State Treasurer's Investment Pool (TexPool) 2,168,311 $ 2,168,311 Balances in public fiords investment pools noted above are not evidenced by underlying securities that exist in physical or book entry form and, therefore, are not subject to credit risk categorization. B. Risk Manaeenrent The City of Kennedale, Texas, carries its general insurance risks with a public entity risk pool by transferring all risks to the insurance carrier except for small deductible amounts. C. EmDlovee Plans The Corporation has no employees. The personnel duties for the Corporation are performed by employees of the City of Kennedale, and the Corporation is charged for expenses related to these duties. For complete `Employee Plan" disclosures, reference is made to the basic financial statements of the City of Kennedale, Texas. (continued) 13 3. DETAIL NOTES I F. Lone -term Debt (Continued) Amoral debt service requirements to maturity for the revenue bonds are as follows: Year End'uig Govermnental Activities September 30 Principal Interest 2012 $ 120,920 $ 124,844 2013 132,088 122,841 2014 140,126 117,024 2015 148,264 110,758 2016 151,506 104,041 2017 -2021 870,020 409,682 2022 -2026 1,090,131 186,904 2027 -2031 116,945 7,298 Total $ 2,770,000 $ 1,183,392 IS